Research Magazine November 2009
Cover Story
Bob Rodriguez’ Farewell Address
Robert Rodriguez doesn't run with the pack. Indeed, having the courage of his convictions has made this independent thinker one of the most successful...
Features
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The Future of Retirement Income
The lingering economic crisis has caused many clients to rethink retirement -- putting fundamentals like "How?" "What?" and "When?" into high relief. As George Walper, president...
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Historical Research: Inventing Financial Futures
In November 1967, University of Chicago economist Milton Friedman was turned down for a loan, a rejection that ended up changing the course of financial...
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Making a Difference
CEO-PRESIDENT, AMERICAN FINANCIAL NETWORK, Calabasas, CALIF.; AUM: $1.2 billion HIS FIRM'S FOCUS: "We bridge the gap between businesses and the people who own them." Here's...
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Capitol Player
CATHY WEATHERFORD: PRESIDENT AND CEO, INSURED RETIREMENT INSTITUTE; WASHINGTON, D.C. SOUNDBITE: "The stakes have never been higher. Our members are very thankful they have an association...
Editor's Note
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Bread and Circuses
As the close of this difficult decade draws near, some are tempted to assume the cycle of economic decline we have experienced will once...
News
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Can Commodity ETFs Survive?
The U.S. Commodity Futures Trading Commission (CFTC) has been waging war against commodity index funds, and visible evidence they are winning that war has...
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A Look at Top Sectors
There are many favorite sayings for avid sector investors. "Individual stocks come and go, but industry sectors never die," is one such expression. The...
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Pumping Out Commodity Funds
Financial advisors interested in natural resources stocks now have another commodity ETF among their choices. The Thomson Reuters/Jeffries CRB Global Commodity Index Fund (CRBQ)...
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New ETF Offerings Hit the Street
It was a busy third quarter for ETF providers, as they introduced new products to meet market demand and round out their fund lineups. State Street...
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Fox River Launches ETF Platform
Fox River Execution has collaborated with Barclays Global Investors by introducing a new ETF trading platform that provides a comprehensive system for competitive, real-time...
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Funds See Strong Third Quarter '09 Results, Lipper Says
Equity funds had three consecutive months of positive returns, their strongest third quarter (+16.79 percent) in over 30 years, according to Tom Roseen, Lipper's...
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Bonds Keep Momentum
Analysts are scratching their heads. "It's hard to believe that three months ago we looked upon the bond funds world with amazement because the average taxable...
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'Time for Something Real' at the Wirehouses, Says Industry Consultant
Tiburon Strategic Advisors, led by Chip Roame, just wrapped up its 17th semi-annual Tiburon CEO Summit in mid-October in San Francisco. (It will host...
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Robert McCann Goes to UBS as Merrill Lynch Re-Launches Brand
After several months of speculation and a legal dispute with his former employer, Bank of America-Merrill Lynch, Robert J. McCann is now CEO of...
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Raymond James Hosts Women FAs; Shares Growth Story
(Saint Petersburg, Fla.) Raymond James hosted its 15th annual Women's Symposium from September 30- October 2 with about 100 of its 640 female advisors...
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What Goes for Robins
Recently, a reader of my August column "A Field in Flux" asked me for more details about business models relevant to the retirement income opportunity....
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Annuity Analytics: Back to Basics
In my recent travels through the world of retirement income planning, it seems to me that many industry participants have forgotten two important facts...
Voices/Columnists
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The Sales Job
While cruising the trade publications, I can't help but notice all the ads from broker-dealers. Each one attempts to put its own slant on what...
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Ideal Client Profile
The converse of the age-old adage that "you get what you look for" is that if you don't have in mind what you're looking for,...
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The Next Economic Debacle
When reservation at this well-known midtown Mexican place, I had no idea it doubled as a back entrance to the Ed Sullivan Theater, the home...
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The Health Care Fallacy
Debate on U.S. health care reform is dangerously skewed. Sure, the current system is expensive and inefficient. But inefficiencies of one kind or another plague...
Investment Spotlight
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Renewed Vibrancy
Steven D. Schwartz, CFA Raymond James Steven.Schwartz@RaymondJames.com 352 262 3940 The Insurance Services Office released its 2Q09 property/casualty industry results [in late September]. Property/casualty (P&C) net income...


















