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By Pov |
July 30, 2010
Now that the SEC has the duty to study and mandate fiduciary conduct for advice providers, discussion turns to what that means.
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By Pov |
May 24, 2010
The Senate passed its version of the financial services reform bill May 20, by a 59-39 vote. After the sweeping reform bill passed, Mark E. Plotkin, a lawyer based in Washington, gave his opinion on the bill to Gil Weinreich, Editor of Research magazine.
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By Pov |
May 21, 2010
The bill's absence of any regulation of brokers who act like advisors is stupefying.
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By Pov |
May 21, 2010
Before the Senate passed its reform bill, the Restoring Financial Stability Act, on Thursday, May 20, former SEC Chairman Harvey Pitt, who's now the CEO of Kalorama Partners, detailed his viewpoints on financial services reform to Investment Advisor.
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By Pov |
May 21, 2010
The Senate passed its version of financial services reform, S. 3217, on Thursday, May 20, by a 59-39 vote. After the sweeping reform bill passed, Dr. Lewis Altfest gave his opinion on the bill to John Sullivan, Editor in Chief of AdvisorBiz.com.
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By Pov |
May 21, 2010
The Senate passed its version of the financial services reform bill on May 20. Before the reform bill passed, Dale E. Brown gave his opinion on the pending bill to Robert F. Keane, Managing Editor of Investment Advisor.