Featured News

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  Three Steps Advisors Can Take for ERISA Compliance: Matrix Financial

  By Melanie Waddell, AdvisorOne  |  January 29, 2013

  Matrix, a Broadridge Financial Solutions company, released a practice guide at the FSI conference outlining a three-step action plan advisors can take to ensure they’re complying with fiduciary standards under ERISA.

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  FSI Sees Record Attendance for Its OneVoice 2013 Conference

  By James J. Green, AdvisorOne  |  January 24, 2013

  The independent broker-dealer association reports more than 740 registrations--including 352 BD execs--for its gathering Monday through Wednesday in San Diego.

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  FSI Adds 500 New Members

  By John Sullivan, AdvisorOne  |  January 15, 2013

  Cetera Financial Services, run by Valerie Brown, and IEP Financial announced that 500 of their affiliated financial advisors are now new FSI members.

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  FSI Endorses Senate Bid to Preserve Retirement Tax Incentives

  By Andy Stonehouse, BenefitsPro  |  December 20, 2012

  As fiscal cliff talks stagger on, independent broker-dealer group praises Senate Concurrent Resolution 62, and points out that taxes on retirement plans are only deferred.

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  FSI Adds to Board, ‘Strengthens Focus’ on Small Broker-Dealers

  By John Sullivan, AdvisorOne  |  December 3, 2012

  The cavalry is coming. Advocacy organization announces three new members to its board and a renewed commitment to small and mid-size broker-dealers.