-
By Marlene Y. Satter, AdvisorOne |
December 8, 2011
This week in new hires, Timothy Horan moved to Chilton Private Clients, with a team of four; Eric Pan joined the SEC; Roger C. Myers, Jr. was named CFO at the CFP Board; and Neuberger Berman added four new wholesalers.
-
By Elizabeth D. Festa |
June 10, 2011
CFP Board enforcement chief Shaw says 1,500 investigations launched in 2010; bankruptcies new focus.