Dodd-Frank Anniversary

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  Schapiro to Senate: Dodd-Frank Doomed Without More Money

  By Melanie Waddell, AdvisorOne  |  July 21, 2011

  SEC Chairman warns lawmakers that the agency needs 'significant additional resources' in order to proceed with its responsibilities under Dodd-Frank.

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  Dodd-Frank, the IBD Perspective: FSI’s Chief Warns of Restricted Investor Choice

  By James J. Green, AdvisorOne  |  July 21, 2011

  FSI CEO Dale Brown says that one year later, “We have no more certainty” on key issues than when the bill was signed.

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  Top 4 Dodd-Frank Concerns as Law Enters Second Year

  By Melanie Waddell, AdvisorOne  |  July 21, 2011

  For advisors, four issues will take the spotlight as the Dodd-Frank reform bill enters its second year—fiduciary duty, an SRO for advisors, harmonization, and adequate funding for the SEC.

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  Dodd-Frank: FPA, CFP Board Say Much 'Still in Play' for Advisors

  By Melanie Waddell, AdvisorOne  |  July 21, 2011

  FPA's Dan Barry and CFP Board's Marilyn Mohrman-Gillis tell AdvisorOne that advisors will be affected by a host of changes in year two of Dodd-Frank

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  Dodd-Frank and Fiduciary: Why I’m Depressed; What to Do

  By Harold Evensky  |  July 21, 2011

  Wall Street’s apparent success in ‘Reforming the Reform’ may well leave a true fiduciary standard behind. So, what to do?

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  Dodd-Frank Anniversary: Big Reform Followed by Mixed Progress—Slideshow

  By Ron Pechtimaldjian, AdvisorOne  |  July 20, 2011

  Like many well-meaning legislative efforts, the law has become clouded by political mud fights and has ballooned in size and scope.

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  Dodd-Frank and Advisors: Where Things Stand on an SRO for Advisors

  By Bob Clark, AdvisorOne  |  July 20, 2011

  The devil is in the details on implementing Dodd-Frank, as seen in the debate over an SRO for advisors.

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  Measuring Dodd-Frank’s Effectiveness and Impact on Advisors

  By David Tittsworth, IAA  |  July 19, 2011

  Reform that was meant to be bipartisan has turned into a political football. And if the Republicans gain control of Senate and White House . . .

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  Dodd-Frank Anniversary: Law Costs Agencies Millions, GAO Says

  By Melanie Waddell, AdvisorOne  |  July 18, 2011

  At the one-year anniversary of Dodd-Frank, the GAO has released a list of 11 federal agencies' reported funding and staff resources needed to implement Dodd-Frank until 2012.

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  Dodd-Frank Is Providing Meaningful, Tangible Benefits to Investors

  By David Massey, NASAA  |  July 18, 2011

  At the one-year anniversary of Dodd-Frank, my message to Congress is clear: Don't weaken the law's critical investor protections.