LPL

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  Massachusetts Sues LPL for Non-Traded REIT Violations

  By Janet Levaux, AdvisorOne  |  December 12, 2012

  The complaint is focused on about 570 sales worth about $26.5 million.

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  LPL Grabs Top Ex-MetLife Team

  By Janet Levaux, AdvisorOne  |  December 10, 2012

  Legacy Financial moves to independence with about $150 million in client assets in Rochester, N.Y.

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  Indie Broker-Dealers Face Struggle to Survive: Cerulli

  By Joyce Hanson, AdvisorOne  |  May 1, 2012

  The things that advisors love about independent broker-dealers also give rise to the problems that make survival difficult in the channel, according to a Cerulli report.

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  High-Quality Bonds in 2011 Saw Best Performance Since 2002: LPL’s Valeri

  By Joyce Hanson, AdvisorOne  |  January 5, 2012

  High-quality bonds in 2011 posted their strongest returns since 2002, even better than in 2008 when Treasury prices soared, says LPL Market Strategist Anthony Valeri.

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  Big U.S. Banks Are ‘Uninvestable,’ Say Industry Insiders at SIFMA Meeting

  By Joyce Hanson, AdvisorOne  |  November 8, 2011

  Industry insiders criticized big U.S. banks as being “uninvestable” on Tuesday at the Securities Industry and Financial Markets Association’s (SIFMA) annual meeting in New York.

• Investors Capital Matching Advisors' FSI Contributions

  By Janet Levaux, AdvisorOne  |  August 15, 2011

  The broker-dealer's advisors have just pledged some $25,000 to the advocacy group, with matching contributions from Investors Capital CEO Tim Murphy and advisor Don Ingram.