LPL Financial

• 

  LPL, Country’s Largest IBD, Grapples With Its Own Success

  By Joyce Hanson, AdvisorOne  |  February 1, 2013

  While LPL, which reported earnings Wednesday, may lay off workers in some areas, its tech and research units are hiring as the IBD seeks selective growth.

• 

  LPL Trust Unit Aims to Boost Sales, Hires

  By Janet Levaux, AdvisorOne  |  January 23, 2013

  The Cleveland-based Private Trust Co. has added two executives and plans to work more with independent advisors affiliated with LPL.

• 

  LPL Taps Ex-Dell CIO for Top Tech Post

  By Janet Levaux, AdvisorOne  |  December 14, 2012

  Victor Fetter will move from Austin to Charlotte, N.C., to head the independent broker-dealer's growing IT squad.

• 

  Massachusetts Sues LPL for Non-Traded REIT Violations

  By Janet Levaux, AdvisorOne  |  December 12, 2012

  The complaint is focused on about 570 sales worth about $26.5 million.

• 

  LPL Grabs Top Ex-MetLife Team

  By Janet Levaux, AdvisorOne  |  December 10, 2012

  Legacy Financial moves to independence with about $150 million in client assets in Rochester, N.Y.

• 

  RIA Washington Wealth Adds Two Teams, Hits $1B in Recruited Assets

  By Janet Levaux, AdvisorOne  |  December 5, 2012

  The independent hybrid RIA is led by ex-wirehouse reps and uses LPL Financial as a broker-dealer.

• 

  LPL Adds $8.2 Billion Credit Union to Platform

  By Janet Levaux, AdvisorOne  |  November 19, 2012

  LPL, the independent broker-dealer, says it now has over 685 banks and credit unions as clients.

• 

  Recruiting Roundup: Wells Adds 31 FAs With $3.5 Billion

  By Janet Levaux, AdvisorOne  |  November 16, 2012

  LPL, Raymond James and Securities America also grab reps from rivals.

• 

  LPL Nabs $1 Billion Group of 50 Reps

  By Janet Levaux, AdvisorOne  |  November 13, 2012

  Level Four Group, which includes both advisors and CPAs, was formerly affiliated with Lincoln Financial.

• 

  LPL Advisors Launch Special-Needs Community Program

  By Janet Levaux, AdvisorOne  |  November 12, 2012

  Winnie Sun and Sun Group support 1,000 visits to unique SoCal museum on behalf of her team and clients.