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By Marlene Y. Satter, AdvisorOne |
December 6, 2012
This week in new hires, Neuberger Berman announced that Brian Layton would head its Boston wealth management group; Paul Gamble was promoted at Financial Engines; and SIFMA announced that Kim Tillotson Fleming was named to its board.
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By Marlene Y. Satter, AdvisorOne |
November 29, 2012
This week in new hires, Frank McCarthy was elected chairman and five new members were added to the board of directors at IPA; the DiCiaccio and LaMothe-Gonzalez Groups joined Snowden Capital Advisors; more.
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By Marlene Y. Satter, AdvisorOne |
November 20, 2012
This week in new hires, Michael Mullis became a registered rep with Securities America; BlackRock named Russ Koesterich its new chief investment strategist; and Michael Davis left EBSA for Prudential.
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By Marlene Y. Satter, AdvisorOne |
July 5, 2012
This week in new hires, Robert Herz elected to the board at Morgan; Dune Thorne joins Brown Advisory; SEC gets new head of investment advisor examination program.
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By Marlene Y. Satter, AdvisorOne |
April 4, 2012
This week in new hires, John Mason became CIO at OneAmerica Financial Partners and Francis Rodilosso went to Market Vectors ETFs.
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By Marlene Y. Satter, AdvisorOne |
February 15, 2012
Among the hiring action this week: Dowling & Yahnke announced four promotions; Key Private Bank launched a Delaware trust company; Patrick Goshtigian joined EP Wealth Advisors; Jane Bachmann and Eugene Miller went to Citi Private Bank.
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By Marlene Y. Satter, AdvisorOne |
January 26, 2012
This week in new hires, Putnam Investments welcomed Charlotte Walsh and Greg Weissman, Michael Belluomini was promoted at Securities America, and John Kim and Chris Blunt took new positions at New York Life.
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By Marlene Y. Satter, AdvisorOne |
January 19, 2012
This week in new hires, Jane A. Norberg joined the SEC as deputy chief of the Whistleblower Office; Gregory J. Fleming was elected to FINRA's board of directors; Mike Anderson went to Securities America; and Dan Dorfman joined Trim Tabs Money Blog as a columnist.
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By James J. Green, AdvisorOne |
December 21, 2011
Raymond James adds brokers from UBS, MSSB in south Florida; Erado expands; SEC job openings.
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By Marlene Y. Satter, AdvisorOne |
November 30, 2011
This week in new hires, the National Association of Independent Broker-Dealers made two additions to its board of directors; a wealth management team formerly of RBC moved over to JHS Capital Advisors; and Direxion named a new mid-south senior sales director.