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By Joyce Hanson, AdvisorOne |
January 9, 2013
Eagle One intends to wind down operations, and most of its advisors have moved to Securities America.
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By Janet Levaux, AdvisorOne |
December 11, 2012
Investors Security of Suffolk, Va., joins the Nebraska-based firm, which added an Alabama team last month.
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By Joyce Hanson, AdvisorOne |
April 25, 2012
One of the first advisors to use the system when he joined Securities America, Rick Pucci of Park Ridge Financial says it was 'incredibly efficient and saved me and my staff a lot of time.'
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By Joyce Hanson, AdvisorOne |
February 9, 2012
Executive assistant Amanda Silkwood of Quintus Financial Services stepped up big time at her firm, and has been named Assistant of the Year by the broker-dealer.
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By Joyce Hanson, AdvisorOne |
January 4, 2012
FSI's membership now includes advisors from all three of Ladenburg’s indie BD subsidiaries, including Securities America, Triad Advisors and Investacorp.
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By Janet Levaux, AdvisorOne |
August 19, 2011
Ladenburg Thalmann files 8-K; retention bonuses of 15% of yearly fees and commissions are being offered by the company, sources say.
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By Janet Levaux, AdvisorOne |
August 17, 2011
Recruiters are concerned that the deal will be good for Ameriprise but leave advisors in the cold, leaving them with uncertainty and lacking in better services and products.
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By Janet Levaux, AdvisorOne |
August 17, 2011
The news Wednesday that Ladenburg Thalmann is buying Securities America, for what some call a bargain price, resolves some issues for the IBD’s 1,700 advisors, but raises a good number of questions, as well, experts say.
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By James J. Green, AdvisorOne |
August 17, 2011
Parent of IBDs Investacorp and Triad Advisors promises to keep troubled Securities America independent, and its management team intact.
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By Janet Levaux, AdvisorOne |
August 10, 2011
A judge gives final approval of an $80 million class-action settlement; other suits could still emerge, experts say