UBS

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  Morgan Stanley Nabs 5 UBS Advisors

  By Janet Levaux, AdvisorOne  |  January 29, 2013

  The latest recruits should come on board with about $750 million in assets and nearly $5 million in yearly production.

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  UBS Reps & LIBOR Woes: ‘A Bit Exhausting,’ Says Expert

  By Janet Levaux, AdvisorOne  |  December 26, 2012

  Plus, the latest scandal won't be the last for the firm—or for the industry, points out Chip Roame.

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  Barclays Recruits 18 Advisors; Morgan Stanley Adds 1; LPL Group Brings on Wells Team

  By Janet Levaux, AdvisorOne  |  November 7, 2012

  The new Barclays advisors come from many wirehouse and other firms with close to $40 million in yearly fees and commissions, as well as about $9.4 billion in assets.

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  UBS Reports Q3 Loss; Improves Advisor Headcount

  By Janet Levaux, AdvisorOne  |  October 30, 2012

  Profits are up for UBS' U.S.-based wealth operations as the number of advisors tops 7,030 and net new money has improved.

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  Baird Adds UBS Branch Manager

  By Janet Levaux, AdvisorOne  |  October 26, 2012

  The branch manager, Karen Heintz, oversaw 24 advisors with $3.1 billion in assets.

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  Affluent Feel Stuffed With Cash, Ready to Invest: UBS Report

  By Janet Levaux, AdvisorOne  |  October 26, 2012

  Affluent and high-net-worth investors plan to boost their investments after the election, the poll finds.

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  Dynasty Financial Continues to Expand With Break-Away AIF

  By Joyce Hanson, AdvisorOne  |  February 21, 2012

  Dynasty Financial Partners announced that UBS Wealth Services’ Samuel Kiefer has left UBS to join independent advisory RPg, a member of the Dynasty network of indie advisors.

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  Adoboli, Former UBS Trader, Pleads Not Guilty

  By Marlene Y. Satter, AdvisorOne  |  January 30, 2012

  Kweku Adoboli, the former UBS trader arrested in September over losses of $2.3 billion, pleaded not guilty to all charges on Monday at a London hearing.

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  UBS to Trim Investment Bank, Emphasize Wealth Management

  By Janet Levaux, AdvisorOne  |  November 17, 2011

  UBS revealed plans Thursday to strengthen its wealth-management units while scaling down its investment bank and introducing new performance targets companywide.

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  UBS Names Ermotti CEO

  By Marlene Y. Satter, AdvisorOne  |  November 15, 2011

  UBS made its temporary appointment of Sergio Ermotti as CEO permanent on Tuesday as it sought to reassure investors in the wake of a $2 billion trading scandal.