-
By Knut A. Rostad |
January 10, 2013
To prevent four more years of fiduciary gridlock in Washington, proponents of the fiduciary standard for all need to regroup. Proposed: four steps to change the discussion.
-
By Kathleen McBride, AdvisorOne |
May 6, 2011
Ron Rhoades, scholar, RIA, advocate for investors and member of the IA 25 is honored for his fiduciary advocacy.
-
By Kathleen McBride, AdvisorOne |
March 23, 2011
Committee for the Fiduciary Standard honors Prof. Frankel and calls for nominees who have advanced the ‘authentic fiduciary standard.’
-
By Kathleen McBride, AdvisorOne |
December 2, 2009
Survey indicates that a majority of broker/dealer reps support fiduciary duty to clients. That's surprising "support among brokers for the fiduciary standard in light of the industry's historic opposition to it."
-
By Kathleen McBride, AdvisorOne |
October 8, 2009
Both investment advisors and broker/dealer registered representatives routinely give financial and investment advice to clients. What is still different is the rules that protect those investors.
-
By Kathleen McBride, AdvisorOne |
October 8, 2009
In a Wealth Manager Webinar, SIFMA's Kevin Carroll and The Committee for the Fiduciary Standard's Knut A. Rostad discuss the differences between SIFMA's proposed "federal fiduciary standard" and the "authentic fiduciary standard."