A. Rostad

• 

  Four More Years? Fiduciary Proponents Need to Regroup

  By Knut A. Rostad  |  January 10, 2013

  To prevent four more years of fiduciary gridlock in Washington, proponents of the fiduciary standard for all need to regroup. Proposed: four steps to change the discussion.

• 

  The Tamar Frankel Fiduciary of the Year Award Goes To…

  By Kathleen McBride, AdvisorOne  |  May 6, 2011

  Ron Rhoades, scholar, RIA, advocate for investors and member of the IA 25 is honored for his fiduciary advocacy.

• 

  Fiduciary of the Year Award Named for Tamar Frankel

  By Kathleen McBride, AdvisorOne  |  March 23, 2011

  Committee for the Fiduciary Standard honors Prof. Frankel and calls for nominees who have advanced the ‘authentic fiduciary standard.’

• Brokers and the Fiduciary Standard

  By Kathleen McBride, AdvisorOne  |  December 2, 2009

  Survey indicates that a majority of broker/dealer reps support fiduciary duty to clients. That's surprising "support among brokers for the fiduciary standard in light of the industry's historic opposition to it."

• 

  "Federal" versus "Authentic" Fiduciary Duty

  By Kathleen McBride, AdvisorOne  |  October 8, 2009

  Both investment advisors and broker/dealer registered representatives routinely give financial and investment advice to clients. What is still different is the rules that protect those investors.

• The Fiduciary Issue

  By Kathleen McBride, AdvisorOne  |  October 8, 2009

  In a Wealth Manager Webinar, SIFMA's Kevin Carroll and The Committee for the Fiduciary Standard's Knut A. Rostad discuss the differences between SIFMA's proposed "federal fiduciary standard" and the "authentic fiduciary standard."