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By John Sullivan, AdvisorOne |
December 21, 2012
In 2013, FSI’s main priorities will be engaging politicians on relevant regulations and legislation, like the DOL's fiduciary rule, BDs’ independent contractor status as well as certain provisions of Dodd-Frank.
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By Janet Levaux, AdvisorOne |
August 15, 2012
Bridgeworth Financial has added reps from Ameriprise and others and signed on to LPL’s hybrid-RIA platform.
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By Jonathan Henschen |
August 3, 2012
As far as acquisition matches go, the purchase of Woodbury by AIG could turn out to be one of the better retention purchases by the insurance giant.
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By Joyce Hanson, AdvisorOne |
August 2, 2012
Russo described the move of 63 advisors to LPL from NPC as a process that Advantage Financial undertook as it created a philosophy reflecting “the strong currents that are sweeping through the industry.”
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By John Sullivan, AdvisorOne |
January 23, 2012
At annual confab of independent BD leadership, Jim Nagengast, conference chairman, opened the forum espousing industry unity and warned Washington to not abuse its regulatory power.
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By James J. Green, AdvisorOne |
January 18, 2012
More than 600 registrants and 65 exhibitors already for Jan. 23-25 conference for independent broker-dealer advocacy group.
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By James J. Green, AdvisorOne |
December 15, 2011
Joe Russo is the first advisor ever elected chair of the independent BD organization. Larry Roth was elected vice-chair of FSI, and there are now four advisors on the 2012 board.
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By John Sullivan, AdvisorOne |
December 13, 2010
Two new members join board of directors of FSI.