Allen Stanford

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  Allen Stanford and Jon Corzine: The 2012 IA 25 Extended Profile

  By Melanie Waddell  |  May 15, 2012

  Allen Stanford and Jon Corzine: two names that have come to occupy the same sullied space as Bernie Madoff.

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  Jason Zweig Calls For Robots as Regulators

  By John Sullivan, Advisorone  |  May 11, 2012

  Jason Zweig is causing controversy—again—suggesting the ongoing SRO debate would be solved with robots (seriously).

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  The 2012 IA 25

  By Editorial Staff  |  April 24, 2012

  Some people ride a wave and some people, like the honorees of the 10th annual IA 25, create a wave.

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  Special Report: The 2012 IA 25

  By Editorial Staff  |  April 24, 2012

  Throughout the rest of April and May, we’ll be publishing extended versions of each profile, including exclusive interviews, on AdvisorOne.

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  SIPC Fights SEC’s Stanford Suit

  By Melanie Waddell, AdvisorOne  |  March 26, 2012

  One day after Allen Stanford was convicted on March 6 of operating a $7 billion Ponzi scheme, the CEO of the Securities Investor Protection Corp. (SIPC) told lawmakers that SIPC is not responsible for reimbursing Stanford investors for their losses.

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  Allen Stanford Found Guilty of $7 Billion Ponzi Scheme

  By John Sullivan, Advisorone  |  March 6, 2012

  Former billionaire Allen Stanford was convicted Tuesday of running a $7 billion Ponzi scheme. He was found guilty on 13 counts of a 14-count criminal indictment, including fraud and conspiracy.

• ‘Triumphs’ of the Regulators

  By Ronald Delegge, ETFguide.com  |  February 24, 2012

  The magnificent and multiple failures of financial regulators over the past few years have been rather alarming.

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  Stanford Fraud Trial Bigger ‘Black Eye’ for SEC, FINRA Than Madoff

  By Melanie Waddell, AdvisorOne  |  January 23, 2012

  The Allen Stanford trial began on Monday for his alleged $7 billion Ponzi scheme that involved supposedly ‘safe’ certificates of deposit.

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  SEC Sues SIPC to Recover Funds in Stanford Scheme

  By Melanie Waddell, AdvisorOne  |  December 13, 2011

  The SEC on Monday asked a federal court to order the SIPC to initiate a liquidation proceeding for investors who were victims of the Ponzi scheme carried out by Allen Stanford.

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  SIPC Says It Need Not Reimburse Stanford Victims; SEC Disagrees

  By John Sullivan, Advisorone  |  July 25, 2011

  Dispute centers on meaning of 'theft' versus 'fraud.' SIPC to decide on next move by mid-September.