Alliance Capital Management LP

  • BofA Hires Sallie Krawcheck; Agrees to Pay Fine of $33 Mil.

    By Janet Levaux, AdvisorOne  |  August 4, 2009

    Bank of America announced that Krawcheck, a veteran of Citigroup Smith Barney, will join as head of BofA's global wealth and investment management group.

  • Calugar Settles With SEC

    By Staff Writer  |  January 16, 2006

    WASHINGTON (HedgeWorld.com)--After two years, Daniel Calugar has settled civil charges brought by the Securities and Exchange Commission that he engaged in late trading and market timing of mutual fund shares, and agreed to pay US$153 million in disgorgement and penalties. The charges stemmed from trades Mr. Calugar made at Massachusetts...

  • Kellner DiLeo Hires Manager for Distressed, High Income

    By Staff Writer  |  January 18, 2005

    NEW YORK (HedgeWorld.com)--Kellner DiLeo Cohen & Co. LLC hired Katalin E. Kutasi as manager of the market neutral firm's distressed and high-income portfolios. Ms. Kutasi most recently worked as senior vice president and director of high-yield, distressed and private securities research at Alliance Capital Management LP, New York. She oversaw...

  • Franklin Advisers Settles SEC Market-Timing Charges

    By Staff Writer  |  August 9, 2004

    SAN MATEO, Calif. (HedgeWorld.com)--Franklin Templeton Investments' Franklin Advisers Inc., which had been accused of allowing outsiders to market time its mutual funds, has reached a US$50 million settlement of those charges with the Securities and Exchange Commission. In doing so, Franklin Advisers becomes the latest in a string of prominent...

  • Spitzer, SEC Set Sights on FleetBoston's Columbia

    By Staff Writer  |  March 1, 2004

    BOSTON (HedgeWorld.com)--New York Attorney General Eliot Spitzer and the Securities and Exchange Commission on Tuesday filed separate civil complaints against FleetBoston Financial Corp. subsidiaries Columbia...

  • Alliance Capital Agrees to Pay Fine, Change Ways to Atone for Allowing Market Timing

    By Staff Writer  |  December 22, 2003

    NEW YORK (HedgeWorld.com)--Alliance Capital Management LP on Thursday struck a deal with the U.S. Securities and Exchange Commission and New York Attorney General Eliot Spitzer's...

  • Hedge Fund Plays Role in Pilgrim Baxter Investigat

    By Staff Writer  |  November 24, 2003

    NEW YORK (HedgeWorld.com)--Appalachian Trails is the latest hedge fund to be snagged in Eliot Spitzer's net as the New York State Attorney General's office continues...

  • Alliance Capital Suspends Hedge Fund Executive in

    By Staff Writer  |  October 17, 2003

    NEW YORK (HedgeWorld.com)?Alliance Capital Management LP, a fund manager with US$475 billion in assets and a subsidiary of globe-straddling AXA Financial Inc., suspended two employees...