Ameriprise Financial

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  Ameriprise Posts Mixed Results, Raises Advisor Headcount

  By Janet Levaux, AdvisorOne  |  April 23, 2012

  The number of Ameriprise Financial advisors rose slightly to 9,744, and assets under management were $334 billion as of March 31.

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  New Hire Roundup: Lynch Joins ByAllAccounts Board; Mariner Names Greiner CIO

  By Marlene Y. Satter, AdvisorOne  |  April 11, 2012

  This week in new hires, Matt Lynch joined ByAllAccounts’ board of directors; William Greiner became CIO at Mariner Wealth Advisors and FactRight brought in Scott Smith and Chris Bove.

• New Hire Roundup: BondDesk Welcomes Swartz; Kosharek Rises at Raymond James

  By Marlene Y. Satter, AdvisorOne  |  March 28, 2012

  This week in new hires, Donald Swartz went to BondDesk; Jamie Kosharek advanced at Raymond James; and Pinnacle made Michael Kitces a partner.

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  Q4 Earnings: Ameriprise Misses Estimates, but Boosts Head count

  By Janet Levaux, AdvisorOne  |  February 2, 2012

  Net inflows of client assets for its 9,730 advisors were $1.35 billion in the fourth quarter.

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  Ladenburg Joins FSI, Adding 2,700 Members to Lobby Group

  By Joyce Hanson, AdvisorOne  |  January 4, 2012

  FSI's membership now includes advisors from all three of Ladenburg’s indie BD subsidiaries, including Securities America, Triad Advisors and Investacorp.

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  Ameriprise Adds Morgan Stanley, Other Reps With $565M in Assets

  By Janet Levaux, AdvisorOne  |  December 21, 2011

  Independent and employee advisors join Ameriprise Financial in California, New Jersey and Oklahoma

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  Raymond James Adds $425M-plus FAs From Merrill, UBS and Morgan Stanley

  By Janet Levaux, AdvisorOne  |  December 20, 2011

  Seven advisors with more than $425 million in assets joined the employee channel of Raymond James in Virginia and Florida.

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  RIAs With $410M in AUM to Custody With Raymond James

  By Janet Levaux, AdvisorOne  |  December 16, 2011

  Four firms, including an ex-Ameriprise affiliate, join Raymond James' RIA division with combined assets of $410 million.

• Deutsche Bank Selling Chunk of Asset Management Business

  By Marlene Y. Satter, AdvisorOne  |  December 16, 2011

  The decision to sell was made in the wake of a strategic review of the business that was spurred by changing conditions within the industry that included regulatory reforms.

• FINRA Smacks 18 Firms, Workers Tied to Private Placements

  By Janet Levaux, AdvisorOne  |  November 29, 2011

  FINRA said Tuesday that it sanctioned eight firms and 10 individuals and ordered restitution of more than $3.2 million for sales of private placements, including some issued by Provident Royalties and Medical Capital Holdings.