Andrew Cuomo

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  Guggenheim Analyst Looks Into Political Crystal Ball

  By Danielle Andrus, AdvisorOne  |  May 1, 2013

  From the sequester to who's up next to run for president, Chris Krueger, an analyst at Guggenheim Partners, gave attendees at the 2013 NAAIM Annual Conference his insights on various topics playing out in Washington.

• Political Stand-Offs

  By Kenneth Silber, Research  |  January 23, 2013

  Polarization has become a pervasive and much-noted feature of American politics.

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  Ahead of Hurricane Sandy, Markets Shut Up Shop

  By Joyce Hanson, AdvisorOne  |  October 29, 2012

  Both the NYSE and Nasdaq were closed Monday due to the superstorm, though electronic trades continue on Arca, and SIFMA recommends bond market closure.

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  No Substitutions

  By Marlene Y. Satter, AdvisorOne  |  March 26, 2012

  In 2010, the insurance industry was the target of a lot of bad press regarding retained asset accounts (RAAs) that were provided to the beneficiaries of military service members killed in action.

• States Move to Tap Into Shale Deposit; Environmentalists Balk

  By Gil Weinreich, AdvisorOne  |  July 12, 2011

  States consider following Pennsylvania's lead in allowing drilling in to huge shale deposits to extract fuel.

• Ernst & Young Faces Fraud Suit

  By Danielle Andrus, AdvisorOne  |  December 20, 2010

  Bloomberg reported Monday that Ernst & Young LLP will be sued by New York Attorney General Andrew Cuomo for fraud.

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  Life Insurers Under Fire

  By Marlene Y. Satter, AdvisorOne  |  November 1, 2010

  At the end of July, in the midst of one of the most financially troubled summers in recent memory, headlines at Bloomberg blazed with charges that insurance companies were profiting from the deaths of servicemen.

• NAIC to Investigate Insurers Over Deceased Veterans' Benefits

  By Marlene Y. Satter, AdvisorOne  |  August 9, 2010

  The National Association of Insurance Commissioners will establish a working group "to examine a life insurance claims settlement practice involving the use of retained asset accounts." Of particular concern to the group is consumer disclosure.

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  A 12-Step Program for Wall Street?

  By Kathleen McBride, AdvisorOne  |  May 13, 2010

  Some Wall Street firms are being investigated for conduct that does not comport with good business practices but rather the basest forms of self dealing, or allegedly, worse. Maybe Glass-Steagall was a good idea after all.

• Bank of America Charged With Fraud

  By Kathleen McBride, AdvisorOne  |  February 4, 2010

  N.Y. AG Andrew Cuomo charges the bank, Ken Lewis and Joseph Price