Arthur Laby

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  CFP Board’s Keller on Goldfarb Case: ‘Let the Process Play Through’

  By James J. Green, AdvisorOne  |  November 16, 2012

  At Schwab Impact conference, CFP Board's CEO also discusses three new board members; number of certificants stands at 67,324.

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  CFP Board Names Aikin, 2 Others to Board of Directors

  By Melanie Waddell, AdvisorOne  |  November 15, 2012

  The CFP Board announced Thursday that it had elected three new directors to the Board of Directors at its Fall 2012 meeting: Blaine F. Aikin, Arthur Laby and Thomas Nelson.

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  As Academic Research Shows, Disclosure Fails to Protect Investors From Advisors’ Conflicts

  By Knut A. Rostad  |  September 22, 2011

  Just listen to Yale Management Professor Daylian Cain's sobering view: “Conflicts of interest are a cancer on objectivity. Even well-meaning advisors often cannot overcome a conflict and give objective advice."

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  New Institute to Educate, Advocate on Fiduciary Standard

  By James J. Green, AdvisorOne  |  August 23, 2011

  Led by Knut Rostad, a group of advisors and industry leaders form a permanent fiduciary education, research and advocacy think tank.

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  At a Public Company, to Whom Does a Broker Owe Primary Allegiance?

  By Kathleen McBride, AdvisorOne  |  November 22, 2010

  Alan Blinder and Tamar Frankel weigh in on the conflicting responsibilities of reps affiliated with a public company

• At Fiduciary Forum, Academics, Practitioners Share Views on How SEC Should Proceed

  By Melanie Waddell, AdvisorOne  |  September 24, 2010

  As the SEC heads into finalizing its study on advisor and broker obligations, academics, lawyers and industry executives gathered at the Fiduciary Forum in Washington on Friday to explore the fiduciary standard in a brokerage setting.

• At Fiduciary Forum, Academics, Practitioners Share Views on How SEC Should Proceed

  By Melanie Waddell, AdvisorOne  |  September 24, 2010

  As the Securities and Exchange Commission (SEC) heads into finalizing its study on advisor and broker obligations--the SEC must submit its final report to Congress by February