asset management services

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  Fiduciary in Fact or Just Appearance?

  By Andrew Rice, Money Management Services  |  November 15, 2011

  Lessons that can be learned from the CPA’s standard to “maintain independence (in fact and appearance).

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  SEC Charges Florida Pair in Ponzi Scheme

  By Danielle Andrus, AdvisorOne  |  August 30, 2011

  The Securities and Exchange Commission announced Monday that it has charged two Florida men for running a Ponzi scheme that robbed more than 100 investors of $22 million.

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  New Hire Roundup: Seilers Join Raymond James and Williams Moves Up, Carson Wealth Launches RIA

  By Marlene Y. Satter, AdvisorOne  |  July 28, 2011

  This week in new hires, the Seiler brothers went to Raymond James, while Greg Williams was named to a new position there; Carson Wealth Management launched its own RIA; and Aaron Cooper and Richard Perkins went to Putnam.

• ‘Selling’ Yourself With New Clients

  By Olivia Mellan  |  July 28, 2011

  Anybody following the latest politico-celebrity-insider trading scandals via Twitter, WikiLeaks or Facebook might well assume that everyone in a position of authority has feet of clay.