AXA Rosenberg Investment Management LLC

• SEC Settles Charges With AXA Rosenberg and TD Ameritrade

  By Kathleen McBride, AdvisorOne  |  February 4, 2011

  Separate matters result in payments of $242 million from AXA Rosenberg and $10 million from TD Ameritrade, much of that going to investors.

• A Sign of the Times

  By James Picerno  |  March 1, 2008

  Mention the name Vanguard and while several images come to mind in the world of money management and fund companies, alternative investing probably isn't among...

• Vanguard Eyes Long/Short Fund

  By Janet Levaux, AdvisorOne  |  October 1, 2007

  The Vanguard Group says it has been in talks with Charles Schwab Investment Management about the re-organization of the Laudus Rosenberg U.S. Large/Mid Capitalization Long/Short...

• IN BRIEF

  By Janet Levaux, AdvisorOne  |  August 1, 2007

  Chicago-based Nuveen Investments says it is being acquired by a private-equity group led by Madison Dearborn Partners, LLC. As part of the deal, Nuveen stockholders...