bank executives

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  Sallie Krawcheck: Top 10 Reasons It’s Bad to Pay Bankers in Stock

  By Joyce Hanson, AdvisorOne  |  February 6, 2013

  Krawcheck says it’s time for large banks’ boards to come up with new payment strategies for executives, such as bonds, “which are fundamentally risk-discouraging.”

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  SEC, FINRA Enforcement Roundup: Shareholder Suit Against UBS Reinstated

  By Marlene Y. Satter, AdvisorOne  |  January 10, 2013

  In recent enforcement news, an appeals court reinstated a suit against UBS subsidiaries by two Puerto Rico-based pension funds over a $757 million bond purchase.

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  SEC, FINRA Enforcement Roundup: Merrill Slapped With $500,000 Fine

  By Marlene Y. Satter, AdvisorOne  |  September 27, 2012

  Recent FINRA actions include a $500,000 fine against Merrill Lynch for failing to file required reports, and a joint action with the SEC and the exchanges against Hold Brothers.

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  Parliament Report Slams Barclays, Banking Culture Over LIBOR

  By Marlene Y. Satter, AdvisorOne  |  August 20, 2012

  A report issued by Britain’s Parliamentary Treasury Select Committee had harsh words for just about everyone involved in the LIBOR-rigging scandal.

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  RBS Next to be Fined in LIBOR-Rigging Scheme

  By Marlene Y. Satter, AdvisorOne  |  June 29, 2012

  The inquiry into a LIBOR-rigging scheme looks set to claim another quarry as RBS will reportedly be fined about 150 million pounds.

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  JPMorgan’s Dimon to Senators: $2 Billion Loss ‘Isolated Event’

  By Melanie Waddell, AdvisorOne  |  June 13, 2012

  “In hindsight,” JPMorgan Chase CEO Jamie Dimon told the Senate Banking Committee on Wednesday, “traders did not have the requisite understanding of the risks they took.”

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  The Warren Effect

  By Kenneth Silber, Research  |  February 1, 2012

  Elizabeth Warren presents a conundrum for Wall Street. She is a forceful, well-prepared critic of the financial industry.