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By Melanie Waddell, AdvisorOne |
December 13, 2012
UBS will pay $1 billion to settle allegations that it manipulated Libor, according to the Financial Times and other publications. The news about UBS’ settlement will likely be made public on Monday.
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By Ron Pechtimaldjian, AdvisorOne |
July 26, 2012
AdvisorOne found BrokerCop.com’s list and ranked each “Advisor Horribilis” from the past year in reverse order of horribleness, balancing amount of money stolen with amount of “ick” factor involved.
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By Marlene Y. Satter, AdvisorOne |
January 19, 2012
This week in new hires, Jane A. Norberg joined the SEC as deputy chief of the Whistleblower Office; Gregory J. Fleming was elected to FINRA's board of directors; Mike Anderson went to Securities America; and Dan Dorfman joined Trim Tabs Money Blog as a columnist.