Bank of America securities

• BofA to Pay $2.4B

  By Janet Levaux, AdvisorOne  |  October 24, 2012

  Bank of America reached a settlement to end a class-action lawsuit with investors and will pay $2.43 billion, while also making certain corporate-governance reforms, the firm said in late September.

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  BofA Settles Merrill Purchase Suit for $2.43 Billion

  By Janet Levaux, AdvisorOne  |  September 28, 2012

  The deal resolves a long-standing dispute, but should not have much impact on the firm's advisors, experts say.

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  New Hires Roundup: Senate Banking Panel Approves SEC Nominations; Gregg Goes to The Hartford

  By Marlene Y. Satter, AdvisorOne  |  September 15, 2011

  This week in new hires, the Senate Banking Committee approved several SEC nominations; Michael Gregg was welcomed at The Hartford; Tom Douie rejoined Neuberger Berman; and Carl Steinhilber and Roderick Toppin went to MassMutual.

• SIFMA Elects Directors

  By Staff Writer  |  December 20, 2006

  The Securities Industry and Financial Services Association (SIFMA), announced December 20 that it has elected a Board of Directors, the same slate that was proposed at the November SIFMA Launch in Boca Raton, Florida, and nominated officers for whom it is expected that the Board will vote at its meeting...

• B of A Broker's Trial Begins This Week

  By Staff Writer  |  May 2, 2005

  NEW YORK (HedgeWorld.com)--Former Bank of America securities broker Theodore Sihpol goes on trial this week for his alleged role in helping hedge fund Canary Capital Partners LLC conduct market timing and late trading of mutual fund shares. He is accused of grand larceny, fraud and falsifying records. Technically, the case...