Bank of New York Mellon

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  LPL Branding Plan: A Work in Progress

  By Janet Levaux, AdvisorOne  |  March 21, 2013

  The independent broker-dealer ends its CNBC campaign this week and refuses to elaborate on future plans.

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  DOL Slams Ivy Asset Management in $210 Million Madoff Settlement

  By Melanie Waddell, AdvisorOne  |  November 13, 2012

  The DOL announced a settlement with Ivy Asset Management, a unit of the Bank of New York Mellon, in which Ivy will pay $210 million to compensate investors who suffered losses in Bernie Madoff’s Ponzi scheme.

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  After Election, Stock Bump for Corporations Who Bet on the Winner

  By John Sullivan, AdvisorOne  |  August 29, 2012

  In 2008, Goldman Sachs, a big Obama supporter, did well. AT&T did not.

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  Warren Buffett Drops Consumer Stocks, Buys Into Banks

  By Joyce Hanson, AdvisorOne  |  August 6, 2012

  Billionaire investor Warren Buffett backed away from stocks in the second quarter, reducing the company’s holdings in consumer-products equities but investing more heavily in the finance sector.

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  BNY Mellon Profits Off 37% on Lawsuit Costs, but Pershing Is a Bright Spot

  By Joyce Hanson, AdvisorOne  |  July 18, 2012

  Bank of New York Mellon's Q2 earnings were down due to costs from an investor lawsuit, but the clearing services unit that includes Pershing Advisor Services helped slightly offset that profit loss.

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  New Hire Roundup: Putnam Adds Three; Wagner Retires From BlackRock, Joins Board

  By Marlene Y. Satter, AdvisorOne  |  June 27, 2012

  This week in new hires, David Scheetz, Edward Deeds and James Axford joined Putnam Investments; and Susan Wagner retired as vice chairwoman of BlackRock and was named to its board.

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  Discord Rules Before EU Summit

  By Marlene Y. Satter, AdvisorOne  |  June 27, 2012

  Tempers are flaring in the run-up to the 20th EU summit since the onset of the eurozone debt crisis.

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  5 Best & Worst Advisor Partner Firms: Q1 Earnings

  By Janet Levaux, AdvisorOne  |  May 16, 2012

  The wirehouses, top IBDs and associated players serving advisors had their earnings fall as much as 718% and improve up to 13% in Q1—AdvisorOne selected 10 to spotlight.

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  BNY Mellon’s Pershing Fees Help Bank Offset Forex Woes

  By Joyce Hanson, AdvisorOne  |  April 19, 2012

  Higher Q1 2012 clearing services fees at the BNY Mellon unit that includes Pershing Advisor Services helped the bank offset lower trading volumes as the bank fights a number of forex lawsuits.

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  New Hire Roundup: Bowen Is Acting Chair at SIPC; Pologe Goes to Genworth

  By Marlene Y. Satter, AdvisorOne  |  February 29, 2012

  This week in new hires, Genworth welcomed David Pologe and David Ford joined Securities America.