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By Melanie Waddell, AdvisorOne |
June 29, 2012
State regulators warned small businesses that they should wait until the SEC has finalized its crowdfunding rules before offering shares in their ventures for public sale.
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By Melanie Waddell, AdvisorOne |
October 21, 2011
NASAA released findings of a report on Oct.19 that found a 51% increase in the number of enforcement actions by state securities regulators in 2010