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By Melanie Waddell, AdvisorOne |
March 18, 2013
The CFP Board has beefed up its lobbying power by hiring Todd Cranford, who advised former Rep. Barney Frank, D-Mass.
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By John Sullivan, AdvisorOne |
February 7, 2013
Far from “dying on the vine,” the SEC fiduciary issue will remain in play, TD's Skip Schweiss says.
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By Melanie Waddell, AdvisorOne |
December 19, 2012
Three key Washington heavyweights will have a crucial role in advisors’ lives next year: Elisse Walter, the new SEC chairman; Rep. Jeb Hensarling, the incoming House Financial Services chairman; and Phyllis Borzi, at the DOL’s EBSA.
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By Melanie Waddell, AdvisorOne |
November 29, 2012
Frank, who introduced the legislation with Rep. Mike Capuano, D-Mass., said that "now that the basic policies have been adopted to cover security and derivatives regulation, we can focus on the structural issue” of merging the two agencies.
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By James J. Green, AdvisorOne |
November 7, 2012
Some notable newcomers—Elizabeth Warren, for one—join Congress, which remains divided between the two parties as fiscal cliff, tax issues come to fore of national agenda. FPA and FSI's leaders and lobbyists weigh in on what's next.
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By Melanie Waddell, AdvisorOne |
October 22, 2012
The bureau's fix would clarify a CARD Act rule that is intended to protect college students but has ensnared non-income-earning spouses and partners.
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By Marlene Y. Satter, AdvisorOne |
September 20, 2012
As the election approaches, not just the White House and Congress are in play, but also control of congressional committees important to advisors and others in the financial services sector.
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By Bob Clark, AdvisorOne |
September 12, 2012
A look back at the last five presidents and their policies' effects on advisors and their clients, with implications for Obama-Romney.
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By Gil Weinreich, AdvisorOne |
July 26, 2012
If politics makes strange bedfellows, it also makes for strange adversaries.
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By Melanie Waddell, AdvisorOne |
July 25, 2012
Maxine Waters, D-Calif., introduced on Wednesday a bill that would allow the SEC to collect user fees from advisors to fund their exams in lieu of an SRO.