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By Marlene Y. Satter, AdvisorOne |
August 22, 2012
This week in new hires, Robert Murphy was named CIO of Hatteras Alternative Mutual Funds; Steven Lofquist went to JHS Capital Advisors; and Franklin Square welcomed Mike Gerber.
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By John Sullivan, AdvisorOne |
January 5, 2012
COR Securities Holdings announced Tuesday that it has acquired independent securities clearing firm Legent Clearing.
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By Staff Writer |
July 1, 2006
The Securities and Exchange Commission announced on May 31 the institution of proceedings against 15 broker/dealer firms for engaging in violative practices in the $200...
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By Staff Writer |
November 1, 2003
The independent advisor channel is still in its infancy and, a decade from now, we will probably look back at the choices advisors have today...
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By Staff Writer |
October 28, 2003
NEW YORK (HedgeWorld.com)--A group of 11 securities dealers created an index of credit default swaps, with the goal of building greater transparency, liquidity and acceptance...