Bernie Clark

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  Schwab’s New Approach to Technology

  By James J. Green, AdvisorOne  |  October 20, 2010

  "Think of it as an ecosystem where all the applications live together," says Neesha Hathi, describing Schwab Advisor Services' nascent Intelligent Integration approach to its...

• The Big Switch Affects Schwab Advisors

  By James J. Green, AdvisorOne  |  October 20, 2010

  One of the major effects of the Dodd-Frank law is that RIA firms with less than $100 million in AUM will switch from SEC registration to state oversight.

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  No Brain Drain for Schwab

  By James J. Green, AdvisorOne  |  October 20, 2010

  When you are the industry leader, the eyes of your competitors, and even your partners, are often focused on looking for the cracks in the fa?ade.

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  Schwab’s Neesha Hathi Explains Company’s New Approach to Advisor Technology: The Weekend Interview

  By James J. Green, AdvisorOne  |  October 8, 2010

  "Think of it as eco-system where all the applications live together," says Neesha Hathi, describing Schwab Advisor Services' nascent Intelligent Integration approach to its technology platform for RIAs.

• Schwab Profit Is Flat but Tops Estimates on Strong Management Fees

  By Janet Levaux, AdvisorOne  |  July 20, 2010

  The brokerage firm has some $1.36 billion in client assets and nearly 7.9 million accounts.

• Schwab Improves RIA Assets on Flat Profits in Q2

  By Janet Levaux, AdvisorOne  |  July 16, 2010

  Charles Schwab said it had net income of $205 million, or $0.17 cents a share, for the second quarter of 2010, flat vs. the second quarter of 2009 but up from $6 million for the first quarter of 2010.

• Schwab RIA Study Shows Advisors Moving Full Speed Ahead With Growth Plans

  By Joyce Hanson, AdvisorOne  |  July 7, 2010

  Determined to buck the nation's trend toward sluggish economic growth, independent RIAs are charging ahead with plans to grow their businesses, says a Charles Schwab Advisor Service study released Wednesday, July 7.

• Model Non-Employees

  By Ellen Uzelac  |  June 1, 2010

  After last year's banner surge, independent broker-dealers have seen a sharp falloff in new advisors. The question that begs asking: Has the RIA marketplace stolen...

• Seven Important Factors in Investment Advisor Recruiting

  By Kathleen McBride, AdvisorOne  |  April 27, 2010

  Seasoned brokers are leaving wirehouse firms and joining existing registered investment advisor (RIA), firms.

• Editor's Note: Beyond the Headlines

  By James J. Green, AdvisorOne  |  April 1, 2010

  One of the more enjoyable aspects of my job is the opportunity I have to speak to smart people about the business of independent advice...