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By Marlene Y. Satter, AdvisorOne |
April 19, 2012
Claims by three accredited investors against the broker-dealer Berthel Fisher were dismissed by a FINRA arbitration panel on April 9 after proceedings that stretched out over several months.
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By James J. Green, AdvisorOne |
February 1, 2009
In these troubled times, independent broker/dealers have a unique set of issues. With margins thin to begin with and their reps hurting from the market's...
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By Staff Writer |
August 1, 2008
AIG Advisor Group announced that Mark Schlafly was named president and CEO of FSC Securities and Advantage Capital Corp., reporting to Larry Roth, president and...
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By John Sullivan, Advisorone |
July 1, 2007
Click here to download featured Broker/Dealer profiles from the July 2007 issue of Boomer Market Advisor . Advantage Capital Corp. Atlanta, Ga. 800-235-2237 www.joinacc.com Years in business: 60 Number of producers:...
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By Janet Levaux, AdvisorOne |
January 1, 2007
Next Financial Group of Houston has been on a tear in recent years and begins 2007 with nearly 800 advisors and a new president --...