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By Editorial Staff |
May 1, 2011
In the nine years that Investment Advisor has published the IA 25, our editors’ judgment as to the 25 most influential people in and around the advisor community, we’ve never ranked the 25 in the order of their importance.
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By Kathleen McBride, AdvisorOne |
March 9, 2011
The Business Law Society, a group of law students at the University of Mississippi, under the guidance of Mercer Bullard, associate professor of law and a member of the SEC’s Investment Advisory Committee, proposed an alternative SRO for RIAs.
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By Kathleen McBride, AdvisorOne |
May 6, 2010
Discussion at fi360 centers on fiduciary movement and possible extension of fiduciary standard in the 1940 Act
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By Kathleen McBride, AdvisorOne |
May 6, 2010
Discussion at fi360 centers on fiduciary movement; will the '40 Act fiduciary standard be extended by Congress?
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By Bob Clark, AdvisorOne, Bob Clark, AdvisorOne |
September 1, 2009
Did you ever get the haunting feeling that something was going too well? That's how I'm starting to feel about the reregulation of the advisory...
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By Robert F. Keane |
July 16, 2009
A committee calling for an authentic standard throws down the gauntlet
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By Staff Writer |
March 16, 2009
Investment industry experts John Bogle and Blaine Aikin called on Congress Friday to enact a fiduciary standard for all those providing investment advice and/or managing...