BNY Mellon

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  Top Portfolio Products: Ultra Short-Term Bond Fund From T. Rowe

  By Marlene Y. Satter, AdvisorOne  |  December 7, 2012

  BNY Mellon and OTC Markets Group roll out new ADR index; Invesco PowerShares lists S&P 500 Downside Hedged ETF.

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  Obama’s Back, Now Diversify: BNY Mellon Analysts

  By Joyce Hanson, AdvisorOne  |  November 7, 2012

  BNY Mellon's Dick Hoey says advisors and their clients should watch for an increase in the capital gains tax during Obama's second term.

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  Advice Industry Helps With Sandy Relief

  By John Sullivan, AdvisorOne  |  November 2, 2012

  Financial service companies and related organizations are stepping up with pro-bono efforts and charitable initiatives in the wake of Tropical Storm Sandy.

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  New Hire Roundup: Wedbush Private Client Services Group Adds Wright

  By Marlene Y. Satter, AdvisorOne  |  October 31, 2012

  Also this week in new hires, Lance Losey and Mary Welk joined Ascent Private Capital Management and Michael Millman joined The Private Client Reserve in San Francisco.

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  New Hire Roundup: New National Segment Leaders at Mercer Hammond

  By Marlene Y. Satter, AdvisorOne  |  October 10, 2012

  This week in new hires, Mercer Hammond named three new national segment leaders, National Advisors Trust brought in Joseph Morsman, and BKD Wealth Advisors announced internal promotions.

• Pershing Democratizes Managed Accounts With NetX360 Tech Upgrade

  By Joyce Hanson, AdvisorOne  |  September 11, 2012

  Pershing Managed Account Solutions' Steve Dunlap says Pershing's NetX360 technology platform has helped bring managed accounts to the mass market.

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  Custodians Offer More Trust Services to BDs and RIAs

  By Joyce Hanson, AdvisorOne  |  August 23, 2012

  Enhancements from National Advisors, Pershing and Genworth all highlight a new custodian trend: helping advisors retain trust assets with powerful custody platforms.

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  Clearing's New Space

  By Jane Wollman Rusoff  |  August 23, 2012

  In these challenging times—lethargic economy, record-low interest rates, high market volatility, softer trading volumes and a regulatory overhaul—the top firm in the clearing space has decided to totally transform its business model.

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  2012 Broker-Dealers of the Year; Top Wealth Managers: September Investment Advisor—Slideshow

  By Editorial Staff  |  August 21, 2012

  September is our annual broker-dealer issue and includes the 22nd annual Broker-Dealers of the Year contest.

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  Advisors Beware: SEC’s Large Trader Rule Could Ensnare You

  By Marlene Y. Satter, AdvisorOne  |  June 21, 2012

  Advisors who think compliance with the SEC’s large trader rule begins and ends with an ID number should think again.