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By Janet Levaux, AdvisorOne |
January 23, 2013
UBS, which has more than 7,000 advisors in the Americas, recently agreed to pay more than $1.5 billion over LIBOR manipulation and related charges. Will its troubles drive away clients and recruits?
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By Janet Levaux, AdvisorOne |
December 26, 2012
Plus, the latest scandal won't be the last for the firm—or for the industry, points out Chip Roame.
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By Janet Levaux, AdvisorOne |
October 24, 2012
Bank of America reached a settlement to end a class-action lawsuit with investors and will pay $2.43 billion, while also making certain corporate-governance reforms, the firm said in late September.
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By Janet Levaux, AdvisorOne |
September 28, 2012
The deal resolves a long-standing dispute, but should not have much impact on the firm's advisors, experts say.
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February 1, 2012
Paul Santucci is COO of the UBS Wealth Management Advisor Group for the Americas, which includes about 6,900 FAs.
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By Janet Levaux, AdvisorOne |
December 22, 2011
Paul Santucci, the wealth-management COO for UBS, shares his views on how UBS continues to attract new reps as well as veterans from rival firms.
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By Janet Levaux, AdvisorOne |
October 26, 2011
UBS said in early October that the co-heads of its global-equities unit resigned in response to the unauthorized trading that caused a $2.3 billion loss at the bank in mid-September. A former Bank of America-Merrill Lynch executive is now the sole leader of the unit. These shifts come on the...
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By Janet Levaux, AdvisorOne |
September 29, 2011
UBS may need to consider spinning off its U.S. operations as a worst-case scenario, according to recruiters and others.
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By Janet Levaux, AdvisorOne |
September 26, 2011
UBS advisors are facing a tough situation as they await the naming of a permanent CEO to replace Oswald J. Gruebel.
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By Janet Levaux, AdvisorOne |
January 19, 2010
Former Merrill Lynch execs hope to improve results at UBS Americas, which includes about 7,300 advisors.