Boston University School of Law

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  SEC’s Top Cop, Khuzami, to Leave

  By Melanie Waddell, AdvisorOne  |  January 9, 2013

  The SEC’s top cop, Robert Khuzami, plans to leave the agency later this month after four years as its enforcement director, the SEC announced Wednesday.

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  CFP Board Names Aikin, 2 Others to Board of Directors

  By Melanie Waddell, AdvisorOne  |  November 15, 2012

  The CFP Board announced Thursday that it had elected three new directors to the Board of Directors at its Fall 2012 meeting: Blaine F. Aikin, Arthur Laby and Thomas Nelson.

• Morningstar Columnist Scott Simon Named Fiduciary of Year

  By Joyce Hanson, AdvisorOne  |  April 27, 2012

  The Committee for the Fiduciary Standard recognized Morningstar’s ‘Fiduciary Focus’ columnist Scott Simon for his contributions to the cause of advancing the fiduciary standard to investors, markets and the public.

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  New Hire Roundup: Conley Rises at SEC

  By Marlene Y. Satter, AdvisorOne  |  October 13, 2011

  This week in new hires, Michael A. Conley was named deputy general counsel in the SEC’s office of general counsel. Also, Scott L. Lummer was named CIO and head of Savant Investment Group’s new Santa Rosa office.

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  50 Top Women in Wealth, Wealth Partners & Academics: Krawcheck, Mitchell—Slideshow

  By Editorial Staff  |  July 27, 2011

  While all 50 honorees of the 50 Top Women in Wealth for 2011 deserve recognition for their accomplishments and leadership, as we have done each year since the 50 Top Women’s inception, we are taking some extra time to look at certain members of the list, this year grouped by...