Brad Campbell

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  Does Fiduciary Coverage for 401(k) Rollovers Lie Ahead?

  By Melanie Waddell, AdvisorOne  |  April 3, 2013

  A just-released report by the GAO on rollovers foreshadows one of the more controversial aspects of what the DOL’s revised fiduciary rule will look like, industry officials say.

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  Black Caucus Members Balk at DOL Fiduciary Rule

  By Melanie Waddell, AdvisorOne  |  March 28, 2013

  The Congressional Black Caucus is warning the DOL that its plan to extend ERISA’s fiduciary standard to IRAs will hurt African-American savers.

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  3 Issues That Will Dominate DOL Fiduciary Debate

  By Melanie Waddell, AdvisorOne  |  February 28, 2013

  Pay close attention to three areas of the DOL’s reproposed fiduciary rule once it’s released in July, says Brad Campbell, former head of EBSA.

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  Top 5 Retirement Issues

  By Editorial Staff  |  February 25, 2013

  Investment Advisor talked to several of the main players on the retirement stage to get their thoughts on the big challenges of modern retirement.

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  Emboldened Borzi Is Back

  By Melanie Waddell, AdvisorOne  |  January 21, 2013

  Bolstered by another four years in her position under a re-elected Obama administration, Phyllis Borzi is adamant that EBSA’s fiduciary rule will see the light of day this year.

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  Borzi’s Right Hand Man, Davis, Leaves EBSA and Joins Prudential

  By Melanie Waddell, AdvisorOne  |  November 12, 2012

  Michael Davis, Phyllis Borzi’s right hand man at the DOL’s Employee Benefits Security Administration, has left his post as Deputy Assistant Secretary of EBSA and joined Prudential Retirement.

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  ERISA Gurus Reish, Campbell Urge DOL to Create 408(b)(2) ‘Corrections Program’

  By Melanie Waddell, AdvisorOne  |  October 18, 2012

  Such a program would not let "bad actors" evade punishment, they said; rather it would provide a streamlined process with reduced penalties.

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  Obama vs. Romney on Regulation: DOL Fiduciary DOA? Yes or No to SRO? Borzi Gets Boot?

  By Melanie Waddell, AdvisorOne  |  October 18, 2012

  While the regulatory and legislative landscapes remain sketchy until after the election, industry officials say there are some sure bets advisors can count on.

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  Controversy Over Brokerage Windows Is Focus of Drinker Biddle Debate

  By Danielle Andrus, AdvisorOne  |  August 17, 2012

  Drinker Biddle & Reath held the first of a series of conference calls for advisors on regulation, discussing the controversy over proposed brokerage window rules and how the election could affect the fiduciary debate.

• Borzi on the Hot Seat, Again

  By Melanie Waddell, AdvisorOne  |  July 24, 2012

  Phyllis Borzi is once again feeling heat—this time from House Democrats—over her insistence on including individual retirement accounts (IRAs) in the Department of Labor’s reproposed fiduciary rule.