broker-dealer

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  Royal Alliance Adds Two Teams With $550 Mil in AUM

  By Janet Levaux, AdvisorOne  |  November 21, 2012

  The independent broker-dealer in Advisor Group says it is reaching out to teams focused on aggressively growing their practices; grabs one big VA group from LPL; another from NPC.

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  Cetera Completes Genworth Financial Acquisition

  By John Sullivan, AdvisorOne  |  April 4, 2012

  Cetera Financial Group, the renamed and rebranded broker-dealer group once owned by ING and now owned by the private equity firm Lightyear Capital, announced on Monday that it has completed the acquisition of Genworth Financial Investment Services.

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  FSI Reports Record Attendees for Annual OneVoice Conference

  By James J. Green, AdvisorOne  |  January 18, 2012

  More than 600 registrants and 65 exhibitors already for Jan. 23-25 conference for independent broker-dealer advocacy group.

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  Reaction to Schapiro Comments on Fiduciary Rule Are Quick and Varied

  By Melanie Waddell, AdvisorOne  |  December 9, 2011

  Bloomberg reports SEC chairman considering “business model neutral” rule that retains proprietary products, commissions; Evensky, Tittsworth, Brown and Barry respond.