Charles Schwab

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  SEC’s Top Cop, Khuzami, to Leave

  By Melanie Waddell, AdvisorOne  |  January 9, 2013

  The SEC’s top cop, Robert Khuzami, plans to leave the agency later this month after four years as its enforcement director, the SEC announced Wednesday.

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  5 ETF Megatrends for 2013

  By Ron DeLegge, ETFguide.com  |  January 7, 2013

  It's a busy product space for advisors to keep up with, and that won't change in the coming 12 months.

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  Schwab’s Bettinger and Clark Address the Present and Future

  By James J. Green, AdvisorOne  |  December 21, 2012

  The last time Walt Bettinger sat down for an interview with Investment Advisor during a Schwab Impact conference, it was 2008 and the financial crisis was front and center.

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  Sensible Maverick

  By Jane Wollman Rusoff  |  December 20, 2012

  Turning life’s lemons into lemonade is a neat feat.

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  Fidelity Drops Fees, Minimums on Spartan Index Mutual Funds

  By Janet Levaux, AdvisorOne  |  December 12, 2012

  The move aims to help the firm compete more with ETFs, other index products, Morningstar expert says

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  Securities America Adds Group With 130 Reps, $1 Billion in Assets

  By Janet Levaux, AdvisorOne  |  December 11, 2012

  Investors Security of Suffolk, Va., joins the Nebraska-based firm, which added an Alabama team last month.

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  Top Portfolio Products: Schwab, Piper Jaffray to Boost Muni Bond Access

  By Marlene Y. Satter, AdvisorOne  |  November 30, 2012

  New products introduced over the last week include an arrangement between Schwab and Piper Jaffray to provide investors greater access to the latter’s new muni bonds; more.

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  PowerShares Drops Costs on 6 ETFs

  By Janet Levaux, AdvisorOne  |  November 29, 2012

  The Chicago-based firm is one of several ETF providers to lower fees in order to attract more investors.

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  Schwab Launches Compliance Solutions Program

  By Melanie Waddell, AdvisorOne  |  November 20, 2012

  The program combines capabilities of Schwab Designated Brokerage Services and Compliance 11 to help untangle and monitor regulatory and trading issues.

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  Top Portfolio Products: New Emerging Markets Equity Fund From Calvert

  By Marlene Y. Satter, AdvisorOne  |  November 12, 2012

  Aberdeen launches emerging markets debt fund, as Schwab rolls out mobile offering.