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By Joyce Hanson, AdvisorOne |
October 11, 2012
RJFS COO Dennis Zank positioned the firm as an antidote to out-of-control Wall Street growth for growth’s sake at the 2012 Raymond James Women’s Symposium.
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By Joyce Hanson, AdvisorOne |
October 11, 2012
Company’s Global Private Client Group CEO Chet Helck supports the firm's efforts to help advisors choose and groom their successors.
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By Janet Levaux, AdvisorOne |
June 27, 2012
Dick Averitt retired as CEO of Raymond James’ independent-advisor channel in late May.
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By Melanie Waddell, AdvisorOne |
June 26, 2012
Industry trade groups and consumer advocates opposed to House Financial Services Committee Chairman Spencer Bachus’ bill calling for a self-regulatory organization (SRO) to oversee advisors had their hopes quashed that the Securities and Exchange Commission (SEC) would receive a boost in funding in order to thwart an SRO.
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By John Sullivan and Liana Roberts, AdvisorOne |
June 22, 2012
Investment Advisor magazine’s 2012 BD Reference Guide helps sort and rank IBDs in five major categories, with AdvisorOne here highlighting 10 by the annual gross production of their advisors.
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By Melanie Waddell, AdvisorOne |
June 6, 2012
Opponents of Rep. Spencer Bachus’ bill calling for a SRO to oversee advisors had their hopes that the SEC would receive a boost in funding in order to thwart an SRO quashed on Wednesday.
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By James J. G |
May 29, 2012
The head of Raymond James’ Private Client Group worries that the ’40 Act “doesn’t work” when it comes to non-discretionary accounts, so need exists to write new fiduciary rules.
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By Janet Levaux, AdvisorOne |
May 22, 2012
At the Raymond James independent-advisor confab, Scott Curtis and other executives told prospective new affiliated reps to expect transition and other services to remain steady.
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By Janet Levaux, AdvisorOne |
May 21, 2012
At the Raymond James conference, Scott Curtis took the helm as leader of RJ's independent-contractor channel while other executives unveiled the company's new desktop system.
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By Marlene Y. Satter, AdvisorOne |
April 26, 2012
This week in new hires, Christine Gaze joined TD Ameritrade Institutional, Robert Bernstein went to Windham Capital and Raymond James confirmed the appointment of John Carson as president of its board.