Chicago Board Options Exchange

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  SEC, FINRA Enforcement Roundup: Schwab's BrokersXpress Hit With Another Fine

  By Marlene Y. Satter, AdvisorOne  |  October 11, 2012

  FINRA and the SEC recently took action against a number of firms for everything from fraud to supervisory failure that in some cases cost the firms dearly.

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  At MF Global Hearing, Tough Questions Await CFTC’s Gensler

  By Melanie Waddell, AdvisorOne  |  November 30, 2011

  A House Financial Services panel has scheduled a Dec. 15 hearing to delve into the collapse of brokerage firm MF Global, with Gensler called to address oversight of the failed firm by Dec. 7.

• CBOE, HedgeStreet Form Partnership

  By Staff Writer  |  March 1, 2006

  CHICAGO (HedgeWorld.com)--HedgeStreet Inc., purveyor of futures and binary options called Hedgelets, is getting a major infusion of capital and credibility thanks to a new joint venture with the Chicago Board Options Exchange. As part of the deal, announced today [Feb. 22], the CBOE will make a seven-figure equity investment in...