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By Melanie Waddell, AdvisorOne |
July 28, 2011
With the recent one-year anniversary of the Dodd-Frank Act on July 21, members of Congress as well as industry officials have been reflecting on the lawâs effectsâfor good or ill.
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By Melanie Waddell, AdvisorOne |
July 12, 2011
As anniversary nears, Congressman expresses frustration that GOP is using âdeficit crisis to under fund the SEC and CFTCâ
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By Kathleen McBride, AdvisorOne |
May 5, 2011
Former Sen. Christopher Dodd, in a passionate speech at the fi360 Conference in San Antonio on Thursday, spoke vividly about the early days of the financial crisis and how financial reform evolved from January 2007 until now.
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By Melanie Waddell, AdvisorOne |
January 27, 2011
Senator Tim Johnson, D-SD, on Thursday was officially named chairman of the Senate Committee on Banking, Housing, and Urban Affairs.
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By Melanie Waddell, AdvisorOne |
January 1, 2011
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By Melanie Waddell, AdvisorOne |
November 9, 2010
Scarcely three months since President Barack Obama signed the Dodd-Frank Act into law, "the process of implementation is moving swiftly and efficiently," Sen. Christopher Dodd, chairman of the Senate Banking Committee, said during a speech on Monday at the SIFMA conference in New York.
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By Melanie Waddell, AdvisorOne |
October 13, 2010
The Consumer Financial Protection Bureau (CFPB) could reach into advisors' financial planning-related activities
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By Melanie Waddell, AdvisorOne |
October 11, 2010
Hearing will hold hearing in November to investigate fraudulent activities.
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By Melanie Waddell, AdvisorOne |
September 30, 2010
The nation's top regulators told lawmakers on Thursday that they were working at break-neck speed to implement the scores of new rules, and to conduct the many studies, that were required under the Dodd-Frank Act.
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By Melanie Waddell, AdvisorOne |
September 23, 2010
Members of a Senate Banking Committee questioned the SEC Inspector General on Wednesday regarding the IG's report which found that it took the securities regulator 12 years to put a stop to Robert Stanford's $8 billion Ponzi scheme.