Citigroup

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  Schwab Improves Results but Misses Estimates; Citi Tops Expecations on Strong Sales

  By Janet Levaux, AdvisorOne  |  April 15, 2013

  The advisor services unit sees strong year-over-year flows and asset improvement.

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  NFP to Sell Itself to Private Equity Firm for $1.01B

  By AP Staff Writer  |  April 15, 2013

  Wealth management services provider National Financial Partners Corp. said Monday that it would sell itself to private equity firm Madison Dearborn Partners LLC for about $1.01 billion.

• On the Road to Independence

  By Jane Wollman Rusoff  |  April 1, 2013

  The dream of energy independence for the United States of America is fast becoming a reality.

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  Top Posts at Broker-Dealers See Big Changes

  By Janet Levaux, AdvisorOne  |  April 1, 2013

  LPL, Morgan Stanley and Raymond James all announced big moves recently.

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  Morgan Stanley CFO Passes on Treasury Post: Reports

  By Janet Levaux, AdvisorOne  |  March 28, 2013

  Ruth Porat did not want to go through what Jack Lew did in the confirmation process, sources say.

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  SEC Approves Nasdaq’s $62 Million Facebook Settlement

  By John Sullivan, AdvisorOne  |  March 25, 2013

  The SEC approved a plan on Monday for Nasdaq to pay customers as much as $62 million for losses stemming from last year's controversial Facebook IPO.

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  Freddie Mac Sues Big Banks Over LIBOR

  By John Sullivan, AdvisorOne  |  March 20, 2013

  Government-owned Freddie Mac accuses the banks, including Bank of America, of acting collectively to hold down the U.S. dollar LIBOR.

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  Morgan Stanley Grabs Merrill IT Exec

  By Janet Levaux, AdvisorOne  |  March 6, 2013

  Chris Randazzo leaves BofA to support Gorman and team's $500 million technology push.

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  New Hire Roundup: U.S. Bank Wealth Management Welcomes Mook

  By Marlene Y. Satter, AdvisorOne  |  March 6, 2013

  This week in new hires, David Mook joined U.S. Bank Wealth Management, and Sterne Agee welcomed Robert Mohs to its Chicago office.

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  Lew Has Work Cut Out for Him as Treasury Head

  By Martin Crustsinger, AP Economic writer  |  February 28, 2013

  Jacob Lew is scheduled to be sworn in Thursday as Treasury secretary and will have to hit the ground running.