Citigroup

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  Meredith Whitney: Government Case Against S&P ‘Hard to Believe’

  By John Sullivan, AdvisorOne  |  February 7, 2013

  She discussed the government’s case against the ratings agency, her municipal bond call and her thoughts on new Citigroup CEO Michael Corbat.

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  Fairholme’s Berkowitz Hints at Mutual Fund Exit

  By John Sullivan, AdvisorOne  |  February 4, 2013

  Berkowitz is raising money for a partnership that takes minimum investments of $1 million.

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  Top 10 Wealth Management Trends for 2013

  By Joyce Hanson, AdvisorOne  |  January 25, 2013

  Every year brings its own challenges, but 2013 is likely to be an exceptionally dynamic year for wealth managers, the Aite Group predicts.

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  SEC’s 16 Biggest Penalties Since Financial Crisis

  By Melanie Waddell, AdvisorOne  |  January 24, 2013

  The SEC recently released a roundup of its financial crisis enforcement actions, highlighting some of the more than 150 firms and individuals the agency has levied charges against since 2008.

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  Morgan Stanley at ‘Pivot Point,’ Says CEO, as Firm Tops Earnings Estimates

  By Janet Levaux, AdvisorOne  |  January 18, 2013

  Gorman adds that he’s comfortable with the current headcount and that the wealth management unit has a pretax profit of 17%.

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  Dallas Fed’s Fisher: How to End Too-Big-to-Fail Now

  By Gil Weinreich, AdvisorOne  |  January 18, 2013

  The Dallas Fed’s Fisher denounced the injustice of having to choose between a bailout for the top 0.2% of banks or see the economy lose more than two years of economic output in a new crisis.

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  Goldman, Morgan Stanley Settle Mortgage Complaints for $557 Million

  By MARCY GORDON, AP BUSINESS WRITER  |  January 16, 2013

  Goldman Sachs and Morgan Stanley will pay a combined $557 million to settle federal complaints that they wrongfully foreclosed on homeowners who should have been allowed to stay in their homes.

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  Top 7 Biggest Bank Fines

  By Dan Berman, AdvisorOne  |  January 11, 2013

  AdvisorOne finds that all of the biggest bank penalties have been levied in the last 10 years, with most of them since the financial crisis started in 2008.

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  SEC’s Top Cop, Khuzami, to Leave

  By Melanie Waddell, AdvisorOne  |  January 9, 2013

  The SEC’s top cop, Robert Khuzami, plans to leave the agency later this month after four years as its enforcement director, the SEC announced Wednesday.

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  Obama’s Treasury Secretary Pick Is Said to Be Jack Lew

  By John Sullivan, AdvisorOne  |  January 9, 2013

  Nomination would signal White House intent to “keep Treasury close” to its sphere of influence.