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By Marlene Y. Satter, AdvisorOne |
April 25, 2012
E.U. banks could soon find themselves regarded in much the same way as power or water companies: entities that keep society functioning but pretty much stay in the background.
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By Staff Writer |
July 31, 2006
WASHINGTON (HedgeWorld.com)--The U.S. Securities and Exchange Commission's division of investment management has issued no-action relief assuring a Caymans company that its involvement as the middle tier in a three-tier master-feeder arrangement won't cause that unit to recommend that the SEC take enforcement action under the Investment Company Act of 1940....