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By Melanie Waddell, AdvisorOne |
July 9, 2012
OCIE director Carlo diFlorio says Paula Drake will help OCIE “with the continued advancement of the national examination program, including leading the critical legal function, developing our national examination policy manual, and overseeing our internal compliance team.”
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By Staff Writer |
March 31, 2003
WASHINGTON (HedgeWorld.com)--A subcommittee of the House of Representatives has approved a bill that addresses the staffing problems at the Securities and Exchange Commission--the Accountant, Compliance,...