-
By Ron Pechtimaldjian, AdvisorOne |
June 18, 2013
Our regular collection of some of the most recent—and most thought-provoking—comments made by readers on AdvisorOne.
-
By John Sullivan, AdvisorOne |
June 14, 2013
A consumer panel moderated by Barbara Roper at TDAI's fiduciary summit featured three situations requiring top-notch financial advice. Did the panelists receive it?
-
By Bob Clark, AdvisorOne |
June 6, 2013
In a letter to the SEC, the FInancial Planning Coalition and consumer groups make a cogent argument for why the SEC should impose the same standard for all advice givers.
-
By Melanie Waddell, AdvisorOne |
June 5, 2013
A broad group of organizations fears the SEC is headed toward proposing a watered-down fiduciary rule.
-
By Melanie Waddell, AdvisorOne |
May 17, 2013
Planning groups are at odds over a bill that passed the House on Friday requiring the SEC to conduct more rigorous cost-benefit analyses before making rules.
-
By Melanie Waddell, AdvisorOne |
May 16, 2013
But SEC’s Mary Jo White maintains SEC and DOL are "two different agencies"; says more exam "coverage" is needed for advisors.
-
By Gil Weinreich, AdvisorOne |
April 26, 2013
Beyond the unfathomable evil perpetrated on April 15 in Boston—human losses that can never be measured—come the more mundane, quantifiable aspects of the mayhem of which the Tsarnaev brothers are suspected.
-
By Melanie Waddell, AdvisorOne |
April 1, 2013
Just as incoming Securities and Exchange Commission (SEC) Chairwoman Mary Jo White has pledged to lawmakers that she would carefully weigh the costs of a fiduciary rulemaking, Richard Ketchum, CEO of the Financial Industry Regulatory Authority (FINRA), is renewing his call for a self-regulatory organization to oversee advisors.
-
By Melanie Waddell, AdvisorOne |
March 19, 2013
Her nomination now goes to the full Senate, where it is expected to meet little resistance.
-
By Danielle Andrus, AdvisorOne |
February 26, 2013
Americans are split pretty evenly into good savers and bad savers, according to a national survey released as part of America Saves Week.