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By Melanie Waddell, AdvisorOne |
January 24, 2013
President Obama on Thursday named Mary Jo White as the new chairwoman of the SEC, taking over from Elisse Walter.
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By Melanie Waddell, AdvisorOne |
January 8, 2013
Former SEC Commissioner Annette Nazareth, who’s now with Davis Polk & Wardwell, and her colleague Gabriel D. Rosenberg released in early January their list of 13 key regulatory predictions for this year.
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By Melanie Waddell, AdvisorOne |
December 19, 2012
Three key Washington heavyweights will have a crucial role in advisors’ lives next year: Elisse Walter, the new SEC chairman; Rep. Jeb Hensarling, the incoming House Financial Services chairman; and Phyllis Borzi, at the DOL’s EBSA.
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By James J. Green, AdvisorOne |
November 7, 2012
Some notable newcomers—Elizabeth Warren, for one—join Congress, which remains divided between the two parties as fiscal cliff, tax issues come to fore of national agenda. FPA and FSI's leaders and lobbyists weigh in on what's next.
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By Dan Barry, FPA |
October 25, 2012
Looking at next year’s advocacy agenda for FPA, much depends on the election and who is placed in key positions. A rundown of the big issues for planners, and what different election scenarios mean for those issues.
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By Melanie Waddell, AdvisorOne |
October 24, 2012
The CFPB published a rule Wednesday that will allow the agency to federally supervise the larger consumer debt collectors.
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By Melanie Waddell, AdvisorOne |
October 22, 2012
The bureau's fix would clarify a CARD Act rule that is intended to protect college students but has ensnared non-income-earning spouses and partners.
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By Marlene Y. Satter, AdvisorOne |
October 3, 2012
The health care plan, fiscal cliff and even food sources could affect stocks.
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By Marlene Y. Satter, AdvisorOne |
October 2, 2012
The CFPB says the companies violated consumer protection laws “at every stage” that ranged from marketing practices to enrollment, payment and debt collection.
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By Marlene Y. Satter, AdvisorOne |
September 20, 2012
As the election approaches, not just the White House and Congress are in play, but also control of congressional committees important to advisors and others in the financial services sector.