Craig Brauff

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  New Hires Roundup: 3 New Brokers at RJ; EisnerLubin Merges

  By James J. Green, AdvisorOne  |  December 21, 2011

  Raymond James adds brokers from UBS, MSSB in south Florida; Erado expands; SEC job openings.

• Investacorp Chooses Erado for Social Media Strategy

  By John Sullivan, AdvisorOne  |  November 16, 2011

  In yet another indication that compliance walls to social media usage on the part of advisors are coming down, electronic compliance and archiving firm Erado announced Tuesday that it signed an agreement to provide social media compliance services to Investacorp.

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  Financial Services Firms Use Social Media to Build Targeted Online Presence

  By Danielle Andrus, AdvisorOne  |  September 7, 2011

  A report from Corporate Insight released Wednesday found that not only are financial services firms using Facebook and Twitter, but they are maintaining multiple profiles on those networks.

• National Planning Selects Erado for Social Networking Compliance

  By Marlene Y. Satter, AdvisorOne  |  July 27, 2011

  National Planning Holdings, Inc. announced Tuesday that it will work with Erado on compliance for social networking, with rollout of the new capabilities expected in the fall.

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  LPL Adds Social Networking With Erado

  By Marlene Y. Satter, AdvisorOne  |  June 23, 2011

  LPL Financial has hired Erado to manage its use of social networking and ensure it is in compliance with regulations.

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  Commonwealth Financial to Allow Rep Access to Social Media

  By John Sullivan, AdvisorOne  |  June 1, 2011

  A third-party vendor will capture and retain data, deliver back to BD’s existing compliance platform.