Credit Suisse Securities

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  Baird Nabs Morgan Stanley, UBS Advisors; Securities America Expands Recruiting Group

  By Janet Levaux, AdvisorOne  |  May 14, 2013

  The new Baird teams come on board with some $800 million in client assets under management in Minnesota and Tennessee.

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  SEC’s 16 Biggest Penalties Since Financial Crisis

  By Melanie Waddell, AdvisorOne  |  January 24, 2013

  The SEC recently released a roundup of its financial crisis enforcement actions, highlighting some of the more than 150 firms and individuals the agency has levied charges against since 2008.

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  J.P. Morgan, Credit Suisse to Pay Combined $400 Million Settlement for RMBS Violations

  By Melanie Waddell, AdvisorOne  |  November 16, 2012

  The SEC alleges that J.P. Morgan misstated information about the delinquency status of mortgage loans that provided collateral for an RMBS offering in which it was the underwriter, while Credit Suisse similarly failed to accurately disclose its practice of retaining cash for itself from the settlement of claims against mortgage...

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  JPMorgan, Ally Sued by HSH Nordbank

  By Marlene Y. Satter, AdvisorOne  |  December 30, 2011

  German lender HSH Nordbank is suing JPMorgan Chase and Ally Financial, among other financial institutions, over losses it sustained in mortgage bonds that it said were misrepresented.

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  Life After Wall Street

  By Jane Wollman Rusoff  |  May 1, 2011

• Credit Suisse to Offer Platform That Discourages High Frequency Trading

  By John Sullivan, AdvisorOne  |  January 24, 2011

  First U.S. electronic communications network to be started in five years.