Credit Suisse

• Handling Stock Volatility With ETPs

  By Ronald Delegge, ETFguide.com  |  March 26, 2012

  Investment decisions must take into account a perennial and unpredictable constant: stock market volatility.

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  Morgan Stanley Grabs Two Reps From Merrill, Credit Suisse

  By Janet Levaux, AdvisorOne  |  March 23, 2012

  Morgan Stanley has continued to hire advisors despite broker defections, an executive-search consultant says.

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  Merrill, Morgan Talent Drain Needs Response, Expert Says

  By Janet Levaux, AdvisorOne  |  March 14, 2012

  As more brokers move to independence, the wirehouses are left fighting over remaining reps.

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  New Hire Roundup: Bowen Is Acting Chair at SIPC; Pologe Goes to Genworth

  By Marlene Y. Satter, AdvisorOne  |  February 29, 2012

  This week in new hires, Genworth welcomed David Pologe and David Ford joined Securities America.

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  RIA HighTower Expands National Footprint With Offices in Baltimore and Los Angeles

  By Joyce Hanson, AdvisorOne  |  February 22, 2012

  HighTower continues its quest to gain a nationwide profile with the addition of two new offices, says Mike Papedis, executive vice president of business development.

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  John Bogle on Taxes: Praise for Obama; Raise Capital Gains

  By John Sullivan, AdvisorOne  |  February 17, 2012

  Often at odds with the modern fund industry he helped create, Bogle’s comments ran counter to vehement opposition from investment managers and trade organizations over raising taxes on dividends and capital gains.

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  Moody's Warns More Downgrades on the Way

  By Marlene Y. Satter, AdvisorOne  |  February 16, 2012

  Moody's warned that it could downgrade the credit ratings of 131 institutions, including 17 banks and securities firms that have global operations as it reviews their long-term ratings and standalone credit assessments.

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  Swiss Bank Wegelin Indicted for Tax Fraud by U.S.

  By Marlene Y. Satter, AdvisorOne  |  February 3, 2012

  Wegelin, Switzerland's oldest private bank, is charged with fraud and conspiracy; it has no branches outside Switzerland, and funds were seized from its correspondent bank, UBS in Stamford, Conn.

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  Top 25 Fastest Growing Fund Managers

  By Ron Pechtimaldjian, AdvisorOne  |  January 18, 2012

  Quite a few of the top 25 fastest growing fund managers for last year came from boutique firms, according to Strategic Insight’s Simfund database.

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  TD Ameritrade Posts Mixed Results on Lower Trading for Q1 FY 2011

  By Josh Funk, AP Business Writer  |  January 17, 2012

  TD Ameritrade reports that net new assets of $10.2 billion grew 11% vs. last year but dropped 18% from the previous quarter, as total assets hit $406.3 billion.