Cynthia Glassman

• An Education Summit

  By James J. Green, AdvisorOne  |  September 1, 2006

  This year, the annual meeting of the Certified Financial Planner Board of Standards was not only a multiday affair in the first week of August...

• CHANGES

  By Staff Writer  |  August 1, 2006

  There have been several comings and goings at the Securities and Exchange Commission. Kathleen Casey was confirmed by the Senate on June 15 to replace...

• CHANGES

  By Staff Writer  |  July 1, 2006

  The Securities and Exchange Commission announced that Susan Ferris Wyderko, director of the Office of Investor Education and Assistance, will leave the Commission. She will...

• President Nominates Congressional Staffer to Fill SEC Post

  By Staff Writer  |  May 22, 2006

  WASHINGTON (HedgeWorld.com)--Kathleen L. Casey has been nominated to replace Cynthia Glassman at the Securities and Exchange Commission following the expiration of Ms. Glassman's term on June 5. Ms. Casey is currently the staff director and counsel for the Senate Committee on Banking, Housing and Urban Affairs that is chaired by...

• Atkins Questions Registration Benefits

  By Staff Writer  |  March 6, 2006

  SEC dissenters remain unconvinced

• What's Good For Grandma

  By Staff Writer  |  January 27, 2006

  Some tips for having a good relationship with the SEC

• Donaldson's Swan Song

  By Melanie Waddell, AdvisorOne  |  July 6, 2005

  At an open meeting one day before his departure on June 30, SEC Chairman William Donaldson remained steadfast in backing the SEC's rule requiring registered investment companies to have a board comprising at least 75% independent directors and an independent chairman, and pushed the rule through once again with help...

• SEC to Hold Open Meeting on Independent Director Rule

  By Melanie Waddell, AdvisorOne  |  June 23, 2005

  The U.S Court of Appeals for the D.C. Circuit ruled June 21 that the SEC violated the Administrative Procedures Act with its rule requiring registered investment companies to have a board composed of at least 75% independent directors and an independent chairman. The court told the SEC to reconsider the...

• Donaldson to Quit; Bush Nominates Cox as Replacement

  By Melanie Waddell, AdvisorOne  |  June 2, 2005

  SEC Chairman William Donaldson abruptly announced on June 1 that his last day on the job will be June 30. Industry observers have speculated since late last year that Donaldson would resign his post sometime in 2005, but no one anticipated such an early departure. On June 2, President Bush...

• Stretched Too Thin?

  By Melanie Waddell, AdvisorOne  |  June 1, 2005

  No single commercial or governmental agency has as big an influence on financial planners and investment advisors as the Securities and Exchange Commission. Moreover, within...