Daniel Gallagher

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  Fight to Reform Money Market Funds Continues

  By Melanie Waddell, AdvisorOne  |  September 25, 2012

  Regulators’ fight to reform money market funds continues.

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  Sen. Corker: SEC Nearing a Money-Market Fund Solution

  By Melanie Waddell, AdvisorOne  |  September 18, 2012

  The senator urged the SEC in a letter to move ahead with further reform, saying “a run on money-market funds is still a real risk.”

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  SEC’s GOP Commissioners Offer ‘Way Forward’ on Money-Market Reform

  By Melanie Waddell, AdvisorOne  |  August 29, 2012

  The SEC's two Republican commissioners voiced their “dismay” on Tuesday with the statement issued last week by Chairwoman Mary Schapiro ending her money-market fund reform push.

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  SEC Approves National Market System to Better Track Trades

  By Melanie Waddell, AdvisorOne  |  July 11, 2012

  If it were not for the Dodd-Frank rulemaking frenzy that has dominated the SEC’s agenda for the last two years, a commissioner said, “it would be abundantly clear that this rulemaking is a game changer.”

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  SEC Adds 130 Examiners for ‘Priority’ Areas: Exam Chief di Florio

  By Melanie Waddell, AdvisorOne  |  March 15, 2012

  Carlo di Florio, director of OCIE, told CCOs that the SEC has hired 130 new examiners over the last 18 months and that the agency is focusing on three 'priority' areas when it comes to advisory firms.

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  SEC, Congress Tussle Over Private Fund Advisor Registration

  By Melanie Waddell, AdvisorOne  |  March 9, 2012

  SEC Commissioner Daniel Gallagher told chief compliance officers on Thursday that he sees cases where the securities regulator can grant exemptive relief for private fund advisors that must register with the agency as mandated by Dodd-Frank.

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  SEC’s Gallagher: Supervisor Definition Remains ‘Disturbingly Murky’

  By Melanie Waddell, AdvisorOne  |  February 27, 2012

  SEC Commissioner Daniel Gallagher signaled that he’d like the securities regulator to develop “clearer guidance” on the issue.

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  New Hire Roundup: Reinhart Joins Wealthcare Capital, Bowden Goes to SEC

  By Marlene Y. Satter, AdvisorOne  |  October 26, 2011

  This week in new hires, Len Reinhart joined Wealthcare Capital’s board, Andrew J. Bowden was appointed the SEC’s new associate director of advisor exams, and the Senate confirmed Luis Aguilar and Daniel Gallagher as SEC commissioners.

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  New Hires Roundup: Senate Banking Panel Approves SEC Nominations; Gregg Goes to The Hartford

  By Marlene Y. Satter, AdvisorOne  |  September 15, 2011

  This week in new hires, the Senate Banking Committee approved several SEC nominations; Michael Gregg was welcomed at The Hartford; Tom Douie rejoined Neuberger Berman; and Carl Steinhilber and Roderick Toppin went to MassMutual.

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  White House Said to Mull Gallagher as Casey's SEC Replacement

  By Melanie Waddell, AdvisorOne  |  April 21, 2011

  President Obama reportedly may nominate Daniel Gallagher, a former SEC official, to replace Kathleen Casey, whose five-year term expires in June.