David Cohen

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  N.Y. Action on Standard Chartered Surprised Other Regulators

  By Marlene Y. Satter, AdvisorOne  |  August 8, 2012

  Not only was Standard Chartered apparently blindsided by the move, so were federal regulators; negotiations had been ongoing for some time for what the bank hoped would be a quiet settlement.

• Unleash the Hounds

  By John Sullivan, Investment Advisor  |  July 24, 2012

  By hounds, we mean lawyers; not that we’re necessarily comparing lawyers to dogs, but the former do have something of a Pavlovian response to new regulation and the potential “opportunity” it affords … we’ll leave it at that.

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  Yakuza, International Gang Members Banned From U.S. Markets

  By Marlene Y. Satter, AdvisorOne  |  February 24, 2012

  The godfather and deputy godfather of a Japanese yakuza and five members of another criminal group were banned from U.S. markets Thursday in an attempt to protect markets from disrupting activities and the use of illicit funds.

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  Chinese Lending Gains Momentum

  By Marlene Y. Satter, AdvisorOne  |  July 12, 2011

  Efforts by China failed to slow down loans given by banks in the second quarter.

• Group Think

  By Staff Writer  |  September 1, 2008

  ?- The CFP Board has hired Marilyn Mohrman-Gillis as managing director, Public Policy, effective August 18. Mohrman-Gillis will be responsible for developing and overseeing CFP...